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Defendant Pleads Guilty To Securities Fraud Charges For Fake EDGAR Filings To Manipulate Fitbit Securities

On November 7, 2017, it was announced that Robert W. Murray had pleaded guilty to parallel criminal securities fraud charges. […]

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SEC Stops Misappropriation Of Investor Funds By Frack Master And Associated Entities

On October 6, 2017, it was announced that the Securities and Exchange Commission had obtained an emergency relief halting an […]

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Securities and Exchange Commission Obtains Final Judgment Against Founder Of Bitcoin Mining Companies

On October 4, 2017, the Securities and Exchange Commission announced that it had obtained a final judgment against former Connecticut […]

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SEC Charges Wisconsin Businessman With Stealing Investor Funds For Packers Tickets And Cadillac Escalade

On September 20, 2017, the Securities and Exchange Commission announced that it had charged a Wisconsin businessman with stealing millions […]

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SEC Charges Former PricewaterhouseCoopers Auditor and Relative With Insider Trading

On September 13, 2017, the Securities and Exchange Commission announced that a former auditor had agreed to settle charges that […]

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Securities and Exchange Commission Obtains Final Judgments Against Co-Owner And President Of Pyramid Scheme

On September 12, 2017, the Securities and Exchange Commission announced it had obtained final judgments against the co-owner and president […]

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State Street Agrees To Pay $35 Million To Settle Fraud Charges and Disclosure Failures

On September 7, 2017, the Securities and Exchange Commission announced that State Street had agreed to pay more than $35 […]

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Former Amazon Financial Analyst And College Friend Charged With Insider Trading

On Thursday, September 7, 2017, the Securities and Exchange Commission announced that it had charged two men with insider trading. […]

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New Hampshire Stockbroker Pleads Guilty To Microcap Stock Manipulation Scheme

On Wednesday, a New Hampshire stockbroker pleaded guilty to being involved in a market manipulation scheme, which was a part […]

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Farmingdale NJ Adviser Charged With Stealing Investor Funds

On September 6, 2017, the Securities and Exchange Commission charged a New Jersey tax preparer and investment adviser with stealing […]

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