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Adz On Wheelz Operator Charged With Operating A $5.7 Million Ponzi Scheme

On Wednesday, the Securities and Exchange Commission announced that a Las Vegas resident had been charged with operating a $5.7 […]

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SEC Acquires Penalties and Bars Against Bankrate Executives

On Wednesday, the Securities and Exchange Commission announced that it had obtained final judgments against two men who formerly worked […]

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Game Companies And Principal Charged With Misleading 33 Investors Across The Country

On Wednesday, the Securities and Exchange Commission announced that two video game companies and their principal had agreed to pay […]

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SEC Charges 7 Individuals For Trading on Insider Information About Dozens Of Mergers and Acquisitions

On Wednesday, August 16, 2017, the Securities and Exchange Commission announced insider trading charges again seven individuals. The defendants are […]

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KPMG Charged With Audit Failures Agrees To Pay $6.2 Million To Settle Charges

On August the 15th of 2017, the Securities and Exchange Commission announced that KPMG had agreed to pay more than […]

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Beverly Hills Developer Agrees To Settlement After Engaging In Property Flipping Investment Scheme

On August the 11th, the Securities and Exchange Commission announced fraud charges against the operator of five real estate development […]

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SEC Charges Family With Insider Trading Linked To International Rectifier Corp Acquisition

This week, the Securities and Exchange Commission announced that it had charged three members of a family and a family […]

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Hedge Fund Manager and Firms Ordered to Pay Nearly $13 Million in SEC Case

On August 11, 2017, a federal court in Connecticut ordered a hedge fund manager and his investment advisory business to […]

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Oil And Gas Oil Fraudster Ordered To Pay More Than $4 Million

In August of 2016, a federal court in Texas entered contempt orders against three individuals, John Weber, Parveen Sethi, and […]

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Former TV Commentator In Contempt For Violating Judgment In SEC Penny Stock Case

In 2013, Fox News contributor, Tobin Smith, was fired after receiving compensation for promoting the stock of Petrosonic Energy on […]

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